Lesley Ann Ferguson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1990 → Present
  Ubs Financial Services Inc.
  Akron, OH

Other Businesses

Rock Hill Animal Hospital / United States / 1825 W MAIN STREET SOUTH CAROLINA, ROCK HILL, SOUTH CAROLINA 29732 / Company / Services (Business, Professional, Support) / I AM A CHECK SIGNER ON THE BUSINESS CHECKING ACCOUNT OF BUSINESS OWNED BY MY HUSBAND. I AM NOT AN OFFICER AND I HAVE NO OWNERSHIP OF THE BUSINESS. I AM ONLY A CHECK SIGNOR ON THE BANK CHECKING ACCOUNT / I SIGN CHECK TO PAY BILLS FOR THE BUSINESS / Start Date 6/3/2020

Exams

• S66 Uniform Combined State Law Examination
  2001-10-17

Other Names

• Leslie Ann Dunphy
• Leslie Ann Wiggins
• Lesley Ann Wiggins