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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
3380 Lacrosse Ln Suite 108, Naperville, IL 60564 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Naperville | IL | 01/1999 | Present |
| Brunnup Weldon Financial Group | Naperville | IL | 01/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Naperville | IL | 01/2009 | Present |
Brunnup Weldon Financial Group Address: 3380 Lacrosse Ln. Suite 108,Naperville, IL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/04/2006 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-08 |
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