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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-27 |
| NC | RA | APPROVED | 2022-05-18 |
Branch Locations
9813 South Blvd Ste 101, Charlotte, NC 28273 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/1991 | Present |
| Carolinas Telco Federal Credit Union | Charlotte | NC | 01/2007 | Present |
| Lpl Financial Llc | Charlotte | NC | 05/2022 | Present |
1) 05-18-2022-Carolinas Telco FCU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 1/2007-160 Hours Per Month/160 Hours During Trading- 2) 05-18-2022-Carolinas Telco Capital Advisors- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-Program Manager-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-05 |
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