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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-08 |
| VA | RA | APPROVED | 1995-03-17 |
| TX | RA | APPROVED_RES | 1995-01-28 |
Branch Locations
Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States
Suffolk, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 01/1995 | Present |
/George H. Roller Family Trust / 104 Shallowford Circle Smithfield,Virginia 23430 / Trust/ Other Part of estate plan of a deceased former UBS Employee / Provide income to widow and other heirs / Trustee / / Abide by the provisions of the trust / Start Date 3/20/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
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