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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-04-12
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

1600 Golf Rd Ste 1200, Rolling Meadows, IL 60008 • United States

8770 W Bryn Mawr Ave Suite 1300 South, Chicago, IL 60631-3515 • United States

Arlington Heights, IL • United States

1821 Walden Office Square Ste. 400, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Prospect Heights IL 03/1998 Present
  • 03/1998 → Present
    Linsco/Private Ledger Corp.
    Prospect Heights, IL
Other Businesses

1. INDEPENDENT INSURANCE AGENT / PROSPECT HEIGHTS, ILLINOIS / FIXED PRODUCTS ONLY / APPROVED AUGUST 28, 2002 2. 03/12/09 / PAGE FINANCIAL ADVISORS, INC. 3. 04/23/2009 / PAGE FINANCIAL ADVISORS, INC., ARLINGTON HEIGHTS, IL 4. 05/15/2012: / IL STATE SENATOR / TIME SPENT 10% / ARLINGTON HEIGHTS, IL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-10
  • S63 Uniform Securities Agent State Law Examination
    1990-08-10

View on SEC IAPD

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