John Andrew Cochrane

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 2009-05-28 → 2015-12-22
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 2001-04-19 → 2009-06-17
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1) University of Illinois College of Business Alumni Association / 200 South Wacker Chicago,IL 60606 / Other/ Other Alumni Association Board / Working with Alumni of the University / Member of Board of Directors / / Building Relationships with U of I Alumni / Start Date Alumni Association Board / Start Date 07/02/2012 /// 2) The H. L. W. Declaration of Trust DTD 3-20-06 H. L. W. TTEE,Revocable Trust to implement Estate Plan6,Wyoming,United States,My role will be to make sure assets are distributed to H.'s children upon her death and or her incapacitation., Start date -3/31/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-07
• S63 Uniform Securities Agent State Law Examination
  1990-11-05