Richard Heath Bowler

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 09/2019
  Fidelity Brokerage Services
  Johnson City, TN
• 07/2018 → 09/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 05/2020 → 06/2024
  Td Ameritrade
  Wexford, PA
• 09/2019 → 05/2020
  Unemployed
  Mars, PA
• 06/2024 → Present
  Charles Schwab And Co., Inc.
  Wexford, PA
• 11/2023 → Present
  Charles Schwab Bank
  Brentwood, TN

Previous Registrations

• 2020-05-29 → 2022-12-09
  Td Ameritrade Investment Management, Llc
  Pittsburgh, PA
  Wexford, PA
  Brentwood, TN
• 2020-05-29 → 2022-10-14
  Td Ameritrade, Inc.
  Pittsburgh, PA
  Wexford, PA
  Brentwood, TN
  Pittsburgh, PA
• 2018-07-13 → 2019-09-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2008-03-17 → 2018-07-13
  Strategic Advisers Llc
  Johnson City, TN
  Wexford, PA
  Cranberry Township, PA
• 2002-01-03 → 2003-11-25
  Charles Schwab & Co., Inc.
  Orlando, FL

Other Businesses

1) Self-Employed Musician|Investment Related: No|Performing/Fine Arts|Musician|12/1/2022|Less than 20 hour/month - 0 during trading hours|Musician in a band, Drummer 2) Harding Acadamy|Investment Related:No|Sports/Physical Recreation|Football Coach|2024-07-29|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Would coach youth football for about 10 weeks

Exams

• S66 Uniform Combined State Law Examination
  2008-01-30
• S65 Uniform Investment Adviser Law Examination
  1996-12-03
• S63 Uniform Securities Agent State Law Examination
  1990-08-28

Other Names

• Richard Heath Wells
• Richard H Bowler