Robert Alexander Solley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 11/2011 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Alpharetta, GA
• 09/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-11-21 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Alpharetta, GA
• 2006-06-27 → 2011-11-22
  Sanders Morris Llc
  Alpharetta, GA
• 2004-02-04 → 2006-12-31
  Smh Capital Advisors Llc
  Alpharetta, GA

Other Businesses

1. SOLLEY FINANCIAL SERVICES; DBA; OWNER, STARTED 06/2003; 160 HOURS/MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-19
• S63 Uniform Securities Agent State Law Examination
  1990-08-01

Other Names

• Bob Solley