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Don Andrew Price

Lombard Advisers Incorporated

Radford, VA

Baltimore, MD

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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-06-01
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

106 Wadsworth Street Suite A, Radford, VA 24141 • United States

1820 Lancaster St, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.G. Edwards & Sons, Inc. Roanoke VA 02/2002 Present
Wachovia Securities, Llc Roanoke VA 01/2008 Present
Lombard Securities Incorporated Radford VA 05/2009 Present
  • 02/2002 → Present
    A.G. Edwards & Sons, Inc.
    Roanoke, VA
  • 01/2008 → Present
    Wachovia Securities, Llc
    Roanoke, VA
  • 05/2009 → Present
    Lombard Securities Incorporated
    Radford, VA
Previous Registrations
Other Businesses

1. Andrew Price & Associates, LLC: LLC established for tax purposes. 2. UPS - PART TIME LESS THAN 20 HRS/WK 3. Outside insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-15
S63 Uniform Securities Agent State Law Examination 1999-04-09
  • S65 Uniform Investment Adviser Law Examination
    1999-04-15
  • S63 Uniform Securities Agent State Law Examination
    1999-04-09
Other Names
  • Andy Price
  • Don Andres Price
  • Don Andrew Prince

View on SEC IAPD

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