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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-06-09
OH RA APPROVED 1999-09-19
  • TX RA
    APPROVED
    Since 2011-06-09
  • OH RA
    APPROVED
    Since 1999-09-19

Branch Locations

90 Hidden Ravines Dr, Powell, OH 43065 • United States

Delaware, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 09/2005 03/2020
Ameriprise Financial Services, Llc Powell OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 90 Hidden Ravines Dr., , Powell, OH, 43065; Not Investment-Related; 04/15/2020 / Single Family; 5166 Andros Dr, , Naples, FL, 34113; Not Investment-Related; 07/01/2026. Independent Insurance Brokering; Medical Mutual; 06/01/1997; . Business Ownership; The TrustTree, LLC; sole member; Bill paying purposes associated with business services.; 1937 White Oak Dr, , Delaware, OH, 43015; Not Investment-Related; 10/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / AMP 150 E. Wilson Bridge Rd., LLC; Sole member; Lease/ rental agreement office space and payment of business expenses; 90 Hidden Ravines Dr, , Powell, OH, 43065; Not Investment-Related; 10/22/2007; 0 hours per month; 1 to 9 during trading hours / Asalut, LLC; Sole owner; Holding company; 1937 White Oak Dr., , Delaware, OH, 43015; Investment-Related; 03/11/2020; 0 hours per month; 0 during trading hours / Cortile, LLC; Co-owner; Manage Ameriprise Business; 90 Hidden Ravines Dr, , Powell, OH, 43065; Investment-Related; 03/31/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Dicke College of Business Advisory Board; Past Chairman; Ohio Northern UniversityAda, OH 45810, ,; ; 02/10/2003; 1 to 9 hours per month; 1 to 9 during trading hours / 86 Hidden Ravines Condominium Association; President; 90 Hidden Ravines Dr, , Powell, OH, 43065; Not Investment-Related; 08/05/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11
Other Names
  • Paul Carbetta

View on SEC IAPD

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