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Joseph Rumage Rollins

Rollins Financial Advisors, LLC

Atanta, GA

CRD 2078868

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Employer firm

Rollins Financial Advisors, LLC CRD 312921

$1.59B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Rollins Financial Advisors, Llc

3343 Peachtree Road Ne Suite 500, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-05-03
TX RA APPROVED_RES 2021-04-05
  • GA RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2021-04-05

Branch Locations

3343 Peachtree Road Ne Suite 500, Atanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rollins Financial Nc. Atlanta GA 01/1990 04/2021
Rollins Financial Advisors, Llc Atlanta GA 04/2021 Present
Previous Registrations
  • 2011-02-24 → 2021-04-01
    Rollins Financial Inc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-08-08
  • S65 Uniform Investment Adviser Law Examination
    1990-08-08
Designations
  • Chartered Financial Consultant
Other Names
  • Joseph Rollins

View on SEC IAPD

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