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Tracy Brooks Rosson

Truist Advisory Services, Inc.

Richmond, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-27
  • VA RA
    APPROVED
    Since 2016-09-27

Branch Locations

919 E Main St Fl 5, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services, Inc Atlanta GA 09/2016 Present
Suntrust Investment Services, Inc Atlanta GA 05/2010 Present
  • 09/2016 → Present
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 05/2010 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-03
S63 Uniform Securities Agent State Law Examination 2000-06-14
  • S66 Uniform Combined State Law Examination
    2005-10-03
  • S63 Uniform Securities Agent State Law Examination
    2000-06-14
Other Names
  • Tracy Lynn Brooks
  • Tracy Brooks Bliley
  • Tracy Brooks Bliley
  • Tracy Brooks Rosson
  • Tracy Brooks Rosson

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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