Glen Allen Maleri

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  The Maleri Group
  Cheshire, CT
• 11/2014 → 10/2017
  National Planning Corporation
  Glastonbury, CT
• 10/2017 → 06/2024
  Securities America, Inc.
  Shelton, CT
• 10/2017 → 06/2024
  Securities America Advisors
  Shelton, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shelton, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shelton, CT

Previous Registrations

• 2017-10-31 → 2024-06-14
  Securities America Advisors, Inc.
  Shelton, CT
• 2014-11-18 → 2017-11-08
  National Planning Corporation
  Shelton, CT
  Glastonbury, CT
  Shelton, CT
• 2005-12-15 → 2014-11-18
  Waddell & Reed
  Hamden, CT
• 2002-04-29 → 2005-12-06
  Pruco Securities, Llc.
  Middlebury, CT

Other Businesses

1. The Maleri Group LLC POSITION: Owner/ Manager NATURE: Insurance INVESTMENT RELATED: Yes HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2005 ADDRESS: 4 Research Drive, Suite 402, Shelton CT 06484 DESCRIPTION: Sales and Services of fixed products, employee benefits, health insurance and property and casualty insurance. - 2. THE CHILDREN'S COMMUNITY PROGRAMS OF CT POSITION: Board Member-Uncompensated NATURE: Sit on advisory board of directors as an uncompensated member. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2015 ADDRESS: 446 A Blake St, New Haven CT 06515 DESCRIPTION: Attend quarterly board meetings. Listen to vote on any proposals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-09

Other Names

• Glen Alan Maleri
• Glen Maleri