Kevin Lynn Brooks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → Present
  Mutual Of New York
  Ft. Worth, TX
• 02/2000 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Wichita Falls, TX

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Wichita Falls, TX
• 2000-02-08 → 2012-07-02
  First Allied Securities, Inc.
  Wichita Falls, TX

Other Businesses

1.)SELF - MAGICIAN 2.)B&B MARKETING; REAL ESTATE(RENT/INVEST/DEVELOP). 3.)KEVIN LYNN BROOKS; REGISTERED INVESTMENT ADVISOR. 4.)BROOKS FINANCIAL SERVICES; DBA. 5.) KEVIN L BROOKS PUBLISHING; AUTHOR; START DATE 01/01/2014; 80 HOURS PER MONTH. 6.) BROOKS LAND AND CATTLE COMPANY; RANCHER; START DATE 04/28/2015; 120 HOURS PER MONTH. 7.) Whiteside Museum of Natural History; Director; Non-Profit Organization; start date 08/01/2016; 4 hours per month. 8.) KEVIN BROOKS - INSURANCE; SOLE PROP; START DATE 04/03/2017; 160 HOURS PER MONTH 9.) MOUNTAIN HIDEAWAY BROKEN BOW, LLC; MANAGING MEMBER; REAL ESTATE; START DATE: 08/01/2022; 12 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1990-10-12

Designations

• Certified Financial Planner