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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-09 |
| TX | RA | APPROVED | 2026-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2006 | 02/2026 |
| Raymond James Financial Services Inc. | Rochester | NY | 02/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Rochester | NY | 02/2026 | Present |
(1)Name of Business: CDS Wolf Foundation Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 12/13/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member with CDS Wolf; Located at 860 Hard Rd., Webster, NY 14580, as of 01/01/2024; 5% of time spent during business hours; sit on Foundation Investment Committee, named Chair of Investment Committee (2)Name of Business: OakWood Financial Services Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 01/01/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: fixed insurance Kafl & Ash Brokerage (3)Name of Business: OakWood Financial Services LLC Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Associate/Employee Investment Related: No Start Date: 11/01/1999 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Co-Owner, OakWood Financial Services, LLC, a private entity established to facilitate securities, advisory,\nand insurance business; as of 2004, 95% of time spent during business hours, Conducted at branch\nlocation; Investment related. (4)Name of Business: OFS20 Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/06/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: 50% Owner of entity created for the purpose of owning and managing a commercial office property located at 190 Linden Oaks, Rochester, NY 14625 .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-14 |
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