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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-09
TX RA APPROVED 2026-02-09
  • NY RA
    APPROVED
    Since 2026-02-09
  • TX RA
    APPROVED
    Since 2026-02-09

Branch Locations

190 Linden Oaks Ste A, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2006 02/2026
Raymond James Financial Services Inc. Rochester NY 02/2026 Present
Raymond James Financial Services Advisors Inc. Rochester NY 02/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: CDS Wolf Foundation Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 12/13/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member with CDS Wolf; Located at 860 Hard Rd., Webster, NY 14580, as of 01/01/2024; 5% of time spent during business hours; sit on Foundation Investment Committee, named Chair of Investment Committee (2)Name of Business: OakWood Financial Services Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 01/01/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: fixed insurance Kafl & Ash Brokerage (3)Name of Business: OakWood Financial Services LLC Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Associate/Employee Investment Related: No Start Date: 11/01/1999 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Co-Owner, OakWood Financial Services, LLC, a private entity established to facilitate securities, advisory,\nand insurance business; as of 2004, 95% of time spent during business hours, Conducted at branch\nlocation; Investment related. (4)Name of Business: OFS20 Address: 190 Linden Oaks Ste A, Rochester, NY, 14625-2812, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/06/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: 50% Owner of entity created for the purpose of owning and managing a commercial office property located at 190 Linden Oaks, Rochester, NY 14625 .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-30
S63 Uniform Securities Agent State Law Examination 1990-11-14
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1990-11-14
Designations
Other Names
  • Michael R Mcnaughton
  • Michael Raymond Mcnaughton
  • Mike Mcnaughton
  • Michael Raymond Mcnaughton

View on SEC IAPD

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