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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-02 |
| IA | RA | APPROVED | 2018-02-14 |
Branch Locations
2771 Oakdale Blvd Ste 1, Coralville, IA 52241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Coralville | IA | 09/2013 | 02/2018 |
| Lpl Financial Llc | Coralville | IA | 02/2018 | Present |
1. 1/10/2018 - HJR Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/10/2018 - No Business Name - Investment Related - Non-Variable Insurance - Agent - Life, Disability, LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-02 |
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