Scott Michael Stratton

Employer firm

Stratton Capital Management, LLC CRD 154107

$7.86M regulatory AUM 6 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Stratton Capital Management, Llc

Bedford, NH • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2013-07-22

NH RA
APPROVED

Since 2013-07-22

Branch Locations

Bedford, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Federal Express Corporation	Memphis	TN	04/1987	Present
Airline Pilots Association International ( Fedex)	Memphis	TN	07/2009	Present

04/1987 → Present

Federal Express Corporation

Memphis, TN
07/2009 → Present

Airline Pilots Association International ( Fedex)

Memphis, TN

Previous Registrations

2009-02-04 → 2009-12-31

Catamount Investment Strategies, Inc.

Bedford, NH
1997-01-30 → 2008-12-31

Catamount Investment Strategies, Inc.

Bedford, NH
1997-01-30 → 2007-12-31

Catamount Investment Strategies, Inc.

Bedford, NH

Other Businesses

SINCE APRIL, 1987, SCOTT STRATTON HAS BEEN EMPLOYED AS A PILOT FOR FEDERAL EXPRESS CORP. IN MEMPHIS, TN. IT IS A TRANSPORTATION BUSINESS, NOT INVESTMENT RELATED. HE DEVOTES APPROXIMATELY 35 HOURS PER MONTH TO THIS BUSINESS, APPROXIMATELY 7 TO 10 DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-14
S63	Uniform Securities Agent State Law Examination	1991-08-14

S65 Uniform Investment Adviser Law Examination

1997-01-14
S63 Uniform Securities Agent State Law Examination

1991-08-14

View on SEC IAPD