Chris A Sebastian

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Buffalo, NY
• 07/2011 → Present
  Bank Of America, N.A.
  Buffalo, NY

Other Businesses

I*69575 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROBB SURGICAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BUFFALO, NEW YORK 14203 NATURE OF BUSINESS: MEDICAL DEVICES, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 5/2/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE BEEN APPROVED TO MAKE A INVESTMENT IN THIS

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-07
• S63 Uniform Securities Agent State Law Examination
  1990-09-12

Other Names

• Chris Anthony Sebastian