Best Investors
Account
Sign in
Best Investors
Account
Sign in
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-26 |
| FL | RA | APPROVED | 2018-08-24 |
| KY | RA | APPROVED | 2015-03-05 |
| OH | RA | APPROVED | 2015-03-05 |
Branch Locations
809 Wrights Summit Parkway Suite 310, Fort Wright, KY 41011 • United States
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Ft Wright | KY | 03/2015 | Present |
Name and Address: TL2 1017 Hamilton rd Park Hills KY 41011 Start Date: 11/2018 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Member of LLC that owns vacation property with family Non Investment Related Name/Address: Julie Learning Center 1601 Dixie Hwy Park Hills KY 41011 Start Date: 6/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-25 |
| S65 | Uniform Investment Adviser Law Examination | 2005-08-09 |
Reach out to this advisor