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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-09
NC RA APPROVED 2008-10-23
TX RA APPROVED_RES 2008-10-09
CA RA APPROVED 2008-10-03
NJ RA APPROVED 2008-10-03
PA RA APPROVED 2006-03-30
  • FL RA
    APPROVED
    Since 2019-09-09
  • NC RA
    APPROVED
    Since 2008-10-23
  • TX RA
    APPROVED_RES
    Since 2008-10-09
  • CA RA
    APPROVED
    Since 2008-10-03
  • NJ RA
    APPROVED
    Since 2008-10-03
  • PA RA
    APPROVED
    Since 2006-03-30

Branch Locations

867 Berkshire Blvd. Suite 102, Wyomissing, PA 19610 • United States

1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Allentown PA 05/2000 Present
Other Businesses

1) Reading Public Library Foundation; Not Investment-Related; Start date 01/01/2014; non-profit that supports the reading Publib Library; 10hrs/month; 0.50hrs/day; RPL holds investment account at Morgan Stanley; not compensated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-26
S63 Uniform Securities Agent State Law Examination 1992-11-09
  • S65 Uniform Investment Adviser Law Examination
    1999-11-26
  • S63 Uniform Securities Agent State Law Examination
    1992-11-09

View on SEC IAPD

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