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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-09 |
| NC | RA | APPROVED | 2008-10-23 |
| TX | RA | APPROVED_RES | 2008-10-09 |
| CA | RA | APPROVED | 2008-10-03 |
| NJ | RA | APPROVED | 2008-10-03 |
| PA | RA | APPROVED | 2006-03-30 |
Branch Locations
867 Berkshire Blvd. Suite 102, Wyomissing, PA 19610 • United States
1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Allentown | PA | 05/2000 | Present |
1) Reading Public Library Foundation; Not Investment-Related; Start date 01/01/2014; non-profit that supports the reading Publib Library; 10hrs/month; 0.50hrs/day; RPL holds investment account at Morgan Stanley; not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-09 |
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