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Cornelia Stevens Crisci

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Purchase, NY

Dobbs Ferry, NY

CRD 2077617

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2013-03-13
  • MD RA
    APPROVED
    Since 2013-03-13

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Dobbs Ferry, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. New York NY 05/1993 Present
Wells Fargo Advisors Llc White Plains NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 Present
  • 05/1993 → Present
    Wachovia Bank, N.A.
    New York, NY
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    White Plains, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    White Plains, NY
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, BRIARCLIFF MANOR, NY, START: 6/27/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-12
S63 Uniform Securities Agent State Law Examination 2008-06-04
  • S66 Uniform Combined State Law Examination
    2013-03-12
  • S63 Uniform Securities Agent State Law Examination
    2008-06-04
Other Names
  • Cornelia S Wise
  • Cornelia S Wise
  • Cornelia Stevens Conklin

View on SEC IAPD

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