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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2017-06-19
CA RA APPROVED 2009-03-17
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • CA RA
    APPROVED
    Since 2009-03-17

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Roseville CA 03/2009 Present
  • 03/2009 → Present
    Robert W. Baird & Co
    Roseville, CA
Previous Registrations
  • 2008-01-01 → 2009-03-18
    Roseville, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Roseville, CA
    Roseville, CA
    St. Louis, MO
Other Businesses

20% OWNERSHIP PENRYN PARK PARTNERS. TYPE OF BUSINESS: LAND DEVELOPMENT. DUTIES: INVESTOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-27
  • S63 Uniform Securities Agent State Law Examination
    1990-09-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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