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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-22 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
3900 Northwoods Dr Ste 150, Arden Hills, MN 55112 • United States
6909 E Greenway Pkwy Ste 245, Scottsdale, AZ 85254-2173 • United States
Ham Lake, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 07/1990 | 03/2020 |
| Ameriprise Financial Services, Llc | Arden Hills | MN | 03/2020 | Present |
Real Estate Ownership; Single Family; 6505 215th Ave NWNowthen, MN 55330, ,; Not Investment-Related; 11/18/2013. Business Ownership; Arden Rose Group, LLC; My role in Consulting is to facilitate the income and expenses of this entity, report to owners, provide updates and information to the CPA preparing P/L and Tax Reporting.; Consulting and Organizational Structure; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Lane III; Owner of original story rights. Report expenses to CPA firm. No activity has happened for a few years.; Production Company for a single Independent Film; 3337 Interlachen Drive NE, , Ham Lake, MN, 55304; Not Investment-Related; 01/03/2005; 1 to 9 hours per month; 0 during trading hours / Pine Circle Partners, LLC; Co-owner; Manage Ameriprise Business; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-31 |
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