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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-22
TX RA APPROVED_RES 2006-10-03
  • MN RA
    APPROVED
    Since 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

3900 Northwoods Dr Ste 150, Arden Hills, MN 55112 • United States

6909 E Greenway Pkwy Ste 245, Scottsdale, AZ 85254-2173 • United States

Ham Lake, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 07/1990 03/2020
Ameriprise Financial Services, Llc Arden Hills MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 6505 215th Ave NWNowthen, MN 55330, ,; Not Investment-Related; 11/18/2013. Business Ownership; Arden Rose Group, LLC; My role in Consulting is to facilitate the income and expenses of this entity, report to owners, provide updates and information to the CPA preparing P/L and Tax Reporting.; Consulting and Organizational Structure; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Lane III; Owner of original story rights. Report expenses to CPA firm. No activity has happened for a few years.; Production Company for a single Independent Film; 3337 Interlachen Drive NE, , Ham Lake, MN, 55304; Not Investment-Related; 01/03/2005; 1 to 9 hours per month; 0 during trading hours / Pine Circle Partners, LLC; Co-owner; Manage Ameriprise Business; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-12
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S65 Uniform Investment Adviser Law Examination
    1992-10-12
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31
Designations

View on SEC IAPD

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