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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-09-14 |
Branch Locations
5407 N Mccoll Road Suite A, Mcallen, TX 78504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mcallen | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Mcallen | TX | 03/2020 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Contractor of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 5407 N McColl Rd, Ste A, , McAllen, TX, 78504; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Living Word EFC (church); Check signing authority.; 5208 N Jackson Rd, , Pharr, TX, 78577; Not Investment-Related; 01/04/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Living Word EFC (church); Serve on board of Elders. Board will provide overall church leadership and oversight subject to the authority of the congregation. Congregation approved nomination 01/01/2024. Have not been officially installed. Meeting 03/09/2024 below is considered start date.; 5208 N Jackson Rd, , Pharr, TX, 78577; Not Investment-Related; 03/09/2024; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-05 |
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