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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-16 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
4675 Pga Boulevard, Palm Beach Gardens, FL 33418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | West Palm Beach | FL | 12/2009 | Present |
| Charles Schwab Bank, Ssb | West Palm Beach | FL | 12/2009 | Present |
1) Ocean Beach Buddy, LLC|Investment Related: No|Travel/Transportation/Tourism|Owner|1/26/2024|Less than 20 hour/month - 0 during trading hours|Looking to bring a new product to market. Responsibilities will include design, market and distribute the retail product. Product is not related to financial services industry
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-16 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-09 |
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