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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1 Almaden Blvd Ste 810, San Jose, CA 95113-2215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Jose | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 3690 Alamo Drive, , Vacaville, CA, 95687; Not Investment-Related; 09/01/2022. Board of Directors; Gamma Eta House Corporation of Delta Gamma; Treasurer; 360 E. Reed Street, , San Jose, CA, 95112; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-14 |
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