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Harry Jeffrey Herb

Morgan Stanley

Wyomissing, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-20
PA RA APPROVED 2011-02-07
  • TX RA
    APPROVED_RES
    Since 2011-07-20
  • PA RA
    APPROVED
    Since 2011-02-07

Branch Locations

1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Wyomissing PA 07/1993 Present
Morgan Stanley Smith Barney Wyomissing PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Wyomissing, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Wyomissing, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-19
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S65 Uniform Investment Adviser Law Examination
    1992-08-19
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28

View on SEC IAPD

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