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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-02
  • NY RA
    APPROVED
    Since 2024-02-02

Branch Locations

60 Merritt Blvd Suite 201, Fishkill, NY 12524 • United States

Hopewell Jct, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preston & Virga Insurance Poughkeepsie NY 10/2005 Present
Woodbury Financial Services Poughkeepsie NY 09/2009 12/2018
Pruco Securities, Llc. Yonkers NY 02/2019 Present
Prudential Insurance Company Of America Yonkers NY 02/2019 Present
Cetera Investment Services Llc Saint Cloud MN 02/2024 Present
Cetera Investment Advisers Llc Fishkill NY 02/2024 Present
  • 10/2005 → Present
    Preston & Virga Insurance
    Poughkeepsie, NY
  • 09/2009 → 12/2018
    Woodbury Financial Services
    Poughkeepsie, NY
  • 02/2019 → Present
    Yonkers, NY
  • 02/2019 → Present
    Prudential Insurance Company Of America
    Yonkers, NY
  • 02/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2024 → Present
    Fishkill, NY
Previous Registrations
Other Businesses

1. CREATIVE WRITING; FICTION SCREENWRITING AND NOVELS; 5 HRS/WK. 2. SALES REP AT PRISCO APPLIANCE; APPLICANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-10
S63 Uniform Securities Agent State Law Examination 1991-01-23
  • S65 Uniform Investment Adviser Law Examination
    2021-06-10
  • S63 Uniform Securities Agent State Law Examination
    1991-01-23

View on SEC IAPD

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