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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-10 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
100 E 4Th Ave, San Mateo, CA 94401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Mateo | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Mateo | CA | 11/2016 | Present |
THE KING'S ACADEMY, INV RELATED, SUNNYVALE, CA, INVESTMENT COMMITTEE MEMBER, START: 8/16/2019, 1 HR/MONTH, 0 HRS DURING TRADING, ATTEND INVESTMENT REVIEW AND DUE DILLIGENCE MEETINGS. RENTAL PROPERTY; INVESTMENT RELATED; SUNNYVALE,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 07/01/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-25 |
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