Daniel Daly Hickey

Current Employers

Shelter Rock Management, Llc

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-06

NY RA
APPROVED

Since 2022-10-06

Branch Locations

Bronx, NY • United States

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stepping Stones Management, Llc	New York	NY	11/2005	09/2022
Houlihan Lawrence	Rye Brook	NY	11/2015	06/2023
Shelter Rock Management, Llc	Jericho	NY	10/2022	Present
Dl Real Estate Advisors, Llc	New York	NY	06/2023	Present

11/2005 → 09/2022

Stepping Stones Management, Llc

New York, NY
11/2015 → 06/2023

Houlihan Lawrence

Rye Brook, NY
10/2022 → Present

Shelter Rock Management, Llc

Jericho, NY
06/2023 → Present

Dl Real Estate Advisors, Llc

New York, NY

Previous Registrations

2022-04-15 → 2022-10-31

Stepping Stones Management, Llc

New York, NY

Other Businesses

Mr. Hickey has been an independent contractor licensed real estate salesperson for Houlihan Lawrence - located at 800 Westchester Avenue, Suite N-505, Rye Brook, NY, since 2015. He will receive separate, yet customary, commission compensation from this activity, to which he devotes approximately 95% during trading hours. (Please see additional disclosures under "Other Business Activities" below.)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-11
S63	Uniform Securities Agent State Law Examination	1990-07-27

S65 Uniform Investment Adviser Law Examination

2022-04-11
S63 Uniform Securities Agent State Law Examination

1990-07-27

Other Names

Daniel D Hickey

View on SEC IAPD