Daniel Daly Hickey

Employer firm

Shelter Rock Management, LLC CRD 142739

$232M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 09/2022
  Stepping Stones Management, Llc
  New York, NY
• 11/2015 → 06/2023
  Houlihan Lawrence
  Rye Brook, NY
• 10/2022 → Present
  Shelter Rock Management, Llc
  Jericho, NY
• 06/2023 → Present
  Dl Real Estate Advisors, Llc
  New York, NY

Previous Registrations

• 2022-04-15 → 2022-10-31
  Stepping Stones Management, Llc
  New York, NY

Other Businesses

Mr. Hickey has been an independent contractor licensed real estate salesperson for Houlihan Lawrence - located at 800 Westchester Avenue, Suite N-505, Rye Brook, NY, since 2015. He will receive separate, yet customary, commission compensation from this activity, to which he devotes approximately 95% during trading hours. (Please see additional disclosures under "Other Business Activities" below.)

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-11
• S63 Uniform Securities Agent State Law Examination
  1990-07-27

Other Names

• Daniel D Hickey