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Jennifer M Brunotts

B. Riley Wealth Advisors, Inc.

Mount Juliet, TN

CRD 2075864

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-22
  • TN RA
    APPROVED
    Since 2023-06-22

Branch Locations

Mount Juliet, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prgx Global Nashville TN 04/2012 02/2023
B. Riley Wealth Management Memphis TN 02/2023 Present
B. Riley Wealth Advisors Memphis TN 05/2023 Present
  • 04/2012 → 02/2023
    Prgx Global
    Nashville, TN
  • 02/2023 → Present
    B. Riley Wealth Management
    Memphis, TN
  • 05/2023 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Previous Registrations
Other Businesses

1. Gurievsky Financial Corp; Investment related; Same address as BRWM; Financial Services; Operations Coordinator/Registered Assistant to David S Gurievsky; Start date 2/2023; 80 hrs/ month devoted during securities trading hrs. 2. Bolling Wealth Group; Investment related; Same address as BRWM; DBA for financial securities business conducted through B. Riley Wealth Management Financial Services; Start date 2/2023; 80 hrs/ month devoted during securities trading hrs. 3. Windtree Homeowners Assoc Social Committee; not investment-related; 109 Windtree Club Dr, Mt Juliet TN 3122; Member and Secretary; Start date 07/2026; 3 hrs/month devoted to the business, 0 hrs/ month devoted during securities trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-22
S65 Uniform Investment Adviser Law Examination 1997-08-29
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S66 Uniform Combined State Law Examination
    2023-06-22
  • S65 Uniform Investment Adviser Law Examination
    1997-08-29
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13
Other Names
  • Jennifer Michele Patton
  • Jennifer Michele Reynolds

View on SEC IAPD

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