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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prgx Global | Nashville | TN | 04/2012 | 02/2023 |
| B. Riley Wealth Management | Memphis | TN | 02/2023 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 05/2023 | Present |
1. Gurievsky Financial Corp; Investment related; Same address as BRWM; Financial Services; Operations Coordinator/Registered Assistant to David S Gurievsky; Start date 2/2023; 80 hrs/ month devoted during securities trading hrs. 2. Bolling Wealth Group; Investment related; Same address as BRWM; DBA for financial securities business conducted through B. Riley Wealth Management Financial Services; Start date 2/2023; 80 hrs/ month devoted during securities trading hrs. 3. Windtree Homeowners Assoc Social Committee; not investment-related; 109 Windtree Club Dr, Mt Juliet TN 3122; Member and Secretary; Start date 07/2026; 3 hrs/month devoted to the business, 0 hrs/ month devoted during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-22 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-13 |
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