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William Jamieson Smith

Morgan Stanley

Bethesda, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-11
MD RA APPROVED 2023-01-11
TX RA APPROVED_RES 2020-04-08
  • DC RA
    APPROVED
    Since 2023-01-11
  • MD RA
    APPROVED
    Since 2023-01-11
  • TX RA
    APPROVED_RES
    Since 2020-04-08

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 08/2017
Morgan Stanley Bethesda MD 08/2017 Present
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bethesda, MD
  • 11/2016 → 08/2017
    Wells Fargo Clearing Services, Llc
    Bethesda, MD
  • 08/2017 → Present
    Morgan Stanley
    Bethesda, MD
  • 10/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-16
S63 Uniform Securities Agent State Law Examination 1990-10-03
  • S65 Uniform Investment Adviser Law Examination
    1994-09-16
  • S63 Uniform Securities Agent State Law Examination
    1990-10-03
Other Names
  • Bill Smith
  • Billy Smith
  • William J Smith

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD

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