Amanda Rubalcava

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 05/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Dallas, TX
• 12/2009 → 05/2020
  Bank Of America, Na
  Dallas, TX
• 05/2020 → 05/2024
  Rockefeller Financial
  Dallas, TX
• 05/2024 → Present
  Rockefeller Financial Llc
  Desoto, TX

Previous Registrations

• 2008-12-05 → 2020-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 2006-03-17 → 2008-12-16
  Ubs Financial Services Inc.
  Dallasaddison, TX
  Plano, TX

Exams

• S66 Uniform Combined State Law Examination
  2004-08-20