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Thomas Raymond Platt

Connors Investor Services Inc

Marietta, GA

Wyomissing, PA

CRD 2075737

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Employer firm

Connors Investor Services Inc CRD 106993

$1.28B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Connors Investor Services Inc

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-16
PA RA APPROVED 2015-03-10
  • GA RA
    APPROVED
    Since 2026-03-16
  • PA RA
    APPROVED
    Since 2015-03-10

Branch Locations

Marietta, GA • United States

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connors Investor Services, Inc. Wyomissing PA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-09
S63 Uniform Securities Agent State Law Examination 1991-01-31
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1991-01-31
Other Names
  • Thomas R Platt

View on SEC IAPD

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