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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
1500 Main Street 19Th Floor, Springfield, MA 01115 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Springfield | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*543841 - Boys and Girls club of Springfield; Investment related-No; springfield, Massachusetts; Non-Profit; Board Member, Finance Committee, Other (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 2; After business hours: 3; Fundraising.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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