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Suzette B De La Torre

Morgan Stanley

Houston, TX

Tucson, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-19
TX RA APPROVED 2021-08-02
  • AZ RA
    APPROVED
    Since 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Douglas AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Douglas AZ 11/2016 08/2021
Morgan Stanley Smith Barney Llc Tucson AZ 08/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Douglas, AZ
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    Douglas, AZ
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2011-01-03 → 2021-08-13
    Wells Fargo Clearing Services, Llc
    Douglas, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Douglas, AZ
    Tucson, AZ
    Green Valley, AZ
    Nogales, AZ
    El Paso, TX
    Tucson, AZ
    Tucson, AZ
  • 2009-05-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Douglas, AZ
    Tucson, AZ
  • 2008-02-29 → 2009-03-26
    Ubs International Inc.
    Phoenix, AZ
  • 2002-08-15 → 2006-09-05
    Banc Of America Investment Services, Inc.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-27
S63 Uniform Securities Agent State Law Examination 1991-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-02-27
  • S63 Uniform Securities Agent State Law Examination
    1991-11-15
Other Names
  • Suzette B De La Torre
  • Suzette B Delatorre
  • Suzette De La Torre
  • Suzette De La Torre Burgner
  • Suzette La De La Torre

View on SEC IAPD

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