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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-07-03 |
| DC | RA | APPROVED | 2006-06-13 |
Branch Locations
1501 K Street Nw Suite 1100, Washington, DC 20005 • United States
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Herndon, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 12/1994 | Present |
Uber Technologies / 1455 Market Street San Francisco,CA 94103 / No/ 43631 Privately Held / USD / No / No / / Start Date 6/15/16-6/15/19 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-28 |
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