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Brian Duncan Law

Ubs Financial Services Inc.

Washington, DC

Washington, DC

Herndon, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-03
DC RA APPROVED 2006-06-13
  • VA RA
    APPROVED
    Since 2023-07-03
  • DC RA
    APPROVED
    Since 2006-06-13

Branch Locations

1501 K Street Nw Suite 1100, Washington, DC 20005 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Herndon, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 12/1994 Present
Other Businesses

Uber Technologies / 1455 Market Street San Francisco,CA 94103 / No/ 43631 Privately Held / USD / No / No / / Start Date 6/15/16-6/15/19 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-23
S63 Uniform Securities Agent State Law Examination 1994-06-28
  • S66 Uniform Combined State Law Examination
    2006-05-23
  • S63 Uniform Securities Agent State Law Examination
    1994-06-28

View on SEC IAPD

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