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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-07
MI RA APPROVED 2016-06-29
  • TX RA
    APPROVED_RES
    Since 2024-03-07
  • MI RA
    APPROVED
    Since 2016-06-29

Branch Locations

28555 Orchard Lake Road, Suite 100, Farmington Hills, MI 48334 • United States

1108 Bridge Street Unit B, Charlevoix, MI 49720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Plus Financial Troy MI 05/2015 Present
Ralph C. Wilson Agency, Inc. Southfield MI 05/2015 Present
Crump/Time Waxhaw NC 10/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
  • 05/2015 → Present
    Plus Financial
    Troy, MI
  • 05/2015 → Present
    Ralph C. Wilson Agency, Inc.
    Southfield, MI
  • 10/2015 → Present
    Crump/Time
    Waxhaw, NC
  • 06/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2016 → Present
    Fairfield, IA
Previous Registrations
  • 2010-11-30 → 2013-05-06
    Royal Oak, MI
    Novi, MI
    Walled Lake, MI
    Wixcom, MI
    Novi, MI
    Royal Oak, MI
    Novi, MI
    Livonia, MI
    Livonia, MI
    Redford, MI
    Farmington Hills, MI
    W. Bloomfield, MI
    Troy, MI
    Royal Oak, MI
    Madison Hgt, MI
    Royal Oak, MI
  • 2010-03-05 → 2010-12-01
    Troy, MI
    Grosse Pointe Woods, MI
    Northville, MI
    St. Clair Shores, MI
    Clinton, MI
    Rochester Hills, MI
    Clinton, MI
    Royal Oak, MI
    Royal Oak, MI
    Shelby Township, MI
    Romeo, MI
    Auburn Hills, MI
    Yipsilanti, MI
    Ann Arbor, MI
    Novi, MI
    Bloomfield Hills, MI
    Ann Arbor, MI
    Southfield, MI
    Northville, MI
    Ypsilanti, MI
    Ypsilanti, MI
    Temperance, MI
    Warrensville Heights, OH
    Walled Lake, MI
    Canton, MI
    Ypsilanti, MI
    South Lyon, MI
    Chesterland, OH
    Shaker Heights, OH
    Hudson, OH
    Chagrin Falls, OH
    Lake Orion, MI
    Novi, MI
    Farmington Hills, MI
    Troy, MI
    Troy, MI
    Clarkston, MI
    Bloomfield Hills, MI
    Shelby Township, MI
    Rochester Hills, MI
    Clinton, MI
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2016, AS ADVISORY REP OF A RIA. INV REL, 25 HR/WK 7/TRADING 2) RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 ORCHARD LAKE RD SUITE 100 FARMINGTON HILLS MI, 06/2019, IAR, DBA, INV REL, 150 HR/MO 130 HR/MO TRADING 3) HR PI NETWORKING GROUP, FARMINGTON HILLS MI, 10/2018, MEMBER, NETWORKING GROUP, NIR, 5 HR/MO 5 HR/MO TRADING 4) 3D ADVISORS INC., 52188 Van Dyke Ave, Suite 200, Shelby twp. MI 48316, United States, 11/12/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 5/Trading 5) SANO, 28555 Orchard Lake Rd., Suite 100, Farmington Hills MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-01
  • S63 Uniform Securities Agent State Law Examination
    1993-04-01
Designations
Other Names
  • Dave Lenda

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