John Patrick Quigley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → Present
  John Hancock Mutual Life Insurance Co.
  Minneapolis, MN
• 04/2012 → Present
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
  Maple Grove, MN
• 04/2012 → Present
  Financial Dimensions Group, Inc.
  Maple Grove, MN

Previous Registrations

• 2012-04-30 → 2024-11-01
  Financial Dimensions Group, Inc.
  Maple Grove, MN
• 2008-01-08 → 2012-04-23
  Signator Investors, Inc.
  Maple Grove, MN
  Maple Grove, MN

Other Businesses

1. TRUSTEE POSITION: Trustee NATURE: Trustee for family members. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/1998 ADDRESS: 664 Callahan Place, Mendota Heights MN 55118, United States DESCRIPTION: Co trustee along with corporate trustee for my brother Paul Quigley for the rest of his life. Individual Trustee for the Nimis children until ages 30/35/40 when they receive their inheritance from their grandmother estate. 2. JOHN P QUIGLEY POSITION: Owner - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1990 ADDRESS: 664 Callahan Place, Mendota Heights MN 55118, United States DESCRIPTION: Review and discuss possible insurance related issue with clients and prospects. When coverage is appropriate will look at multiple companies for clients when necessary. 3. THERESE FOUNDATION POSITION: President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2011 ADDRESS: 1670 Robert Street, Suite 126, St. Paul MN 55118, United States DESCRIPTION: President of Family Foundation established by my parents. Along with 2 other board members who are also family members we review grant request from various non-profit organization on an annual basis. Have been involved with the Foundation since 1990. After the death of my mother in 2009 was advised by Foundation lawyer/director no hurry to replace President because still had two director which is what is required. Became president in 2011 when the above mention individual decided it would be he last year. Additional documentation and information was provide last year as request.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-07
• S63 Uniform Securities Agent State Law Examination
  1990-08-03