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2155 112Th Ave Ne, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capital, Inc. | Denver | CO | 05/2006 | 08/2022 |
| Ddd Partners Dba Tschetter Group | Seattle | WA | 08/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2024 | 02/2026 |
Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Independent Insurance Agency. Agent. 7/2024. 10 hr/month all during trading hrs. Provide insurance advice based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-22 |
| S66 | Uniform Combined State Law Examination | 2005-08-11 |
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