Eileen Marie Sullivan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-04-08

NJ RA
APPROVED

Since 2021-04-08

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Ag	Ny	NY	09/2001	Present
Ubs International Inc.	New York	NY	01/2002	Present
Ubs Financial Services Inc.	Weehawken	NJ	01/2010	Present

09/2001 → Present

Ubs Ag

Ny, NY
01/2002 → Present

Ubs International Inc.

New York, NY
01/2010 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

1. The Afragola Family Foundation, New CannanCTUnited States, Charity, Treasurer - to be attendance at quarterly zoom meetings, Treasurer role for this family foundation, Treasurer- about 1 to 2 hours monthly preparing financials, quarterly zoom meetings, start date-3/12/2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-07
S63	Uniform Securities Agent State Law Examination	1996-05-31

S66 Uniform Combined State Law Examination

2021-04-07
S63 Uniform Securities Agent State Law Examination

1996-05-31

Other Names

Eillen Marie Keating-Sullivan
Eileen Marie Keating

View on SEC IAPD