Troy Anthony Griepp

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-05-25
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

NV RA
APPROVED

Since 2021-05-25
CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Crystal Bay, NV • United States

San Francisco, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Crystal Bay	CA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Crystal Bay, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1994-12-21 → 2009-06-01

Morgan Stanley & Co. Llc

San Francisco, CA

San Francisco, CA

Other Businesses

1. JDJ VENTURES LLC- 1 HOUR AFTER BUSINESS - EFFECITVE DATE 04/2015 2. BUZZ OATES,LLC; REAL ESTATE DEVELOPER; SACRAMENTO CA; START DATE: 12/2009; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-1; INVESTMENT RELATED 3. PRESIDIOUS TECHNOLOGY PARTNERS; NOT INVESTMENT RELATED; BOARD MEMBER; 01/2017; 0,1 4. *700354- Troy Griepp LLC; Investment related - Yes; Crystal Bay, Nevada; Investment/Finance/Banking; Manager (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 1; Investor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-21
S63	Uniform Securities Agent State Law Examination	1991-11-04

S65 Uniform Investment Adviser Law Examination

1992-12-21
S63 Uniform Securities Agent State Law Examination

1991-11-04

View on SEC IAPD