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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-10-21
  • MA RA
    APPROVED
    Since 2005-10-21

Branch Locations

33 Arch Street, 12Th Floor Suite 1210, Boston, MA 02110 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Boston MA 01/2005 Present
Tiaa-Cref Individual & Institutional Services, Llc Boston MA 01/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-19
S65 Uniform Investment Adviser Law Examination 1997-06-26
S63 Uniform Securities Agent State Law Examination 1990-08-28
  • S66 Uniform Combined State Law Examination
    2005-10-19
  • S65 Uniform Investment Adviser Law Examination
    1997-06-26
  • S63 Uniform Securities Agent State Law Examination
    1990-08-28
Other Names
  • Mark C Jr Golden

View on SEC IAPD

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