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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-14
TN RA APPROVED 2016-08-18
  • TX RA
    APPROVED_RES
    Since 2017-03-14
  • TN RA
    APPROVED
    Since 2016-08-18

Branch Locations

900 S Gay St Fl 24, Knoxville, TN 37902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/1999 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 06/1999 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Other Businesses

POSITION: OWNER NATURE: RENTAL INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2008 ADDRESS: , KNOXVILLE TN DESCRIPTION: REPAIRS, COLLECTING RENT. PAYING INSURANCES, ETC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-04
S63 Uniform Securities Agent State Law Examination 1999-06-14
  • S66 Uniform Combined State Law Examination
    2001-10-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-14
Designations
Other Names
  • Jim Mason
  • James Porter Mason

View on SEC IAPD

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