James Curtis Claiborne

Current Employers

Employment History

• 07/2005 → 09/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2010 → 09/2017
  Cambridge Investment Research Advisors, Inc.
  Fairfiled, IA
• 09/2017 → Present
  Financial Partners Group
  Overland Park, KS
• 09/2017 → 12/2024
  Mutual Securities, Inc.
  Camarillo, CA

Previous Registrations

• 2010-01-04 → 2017-10-03
  Cambridge Investment Research Advisors, Inc.
  Overland Park, KS
  Overland Park, KS
• 2005-08-04 → 2010-06-03
  Prism Financial Group, L.L.C.
  Overland Park, KS
• 1997-11-21 → 2005-07-21
  New England Securities
  Overland Park, KS

Other Businesses

1. FINANCIAL PARTNERS GROUP, S.CORP, START DATE: 11/24/2009, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, RIA, OWNER,ACT IN A FIDUCIARY CAPACITY FOR THE BENEFIT OF CLIENTS AND GENERAL PUBLIC BY OFFERING FINANCIAL PLANNING AND INVESTMENT-RELATED SERVICES, INVESTMENT RELATED, 150 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. SOCIETY OF FINANCIAL SERVICES PROFESSIONALS, START DATE: 01/01/2005, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, MEMBER, MULTIDISCIPLINARY COMMUNITY OF ACCOMPLISHED PROFESSIONALS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 08/01/1990, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, SOLE PROPRIETOR, FIXED INSURANCE RELATED PRODUCT SALES, OWNER, INSURANCE RELATED PRODUCT SALES, NOT INVESTMENT RELATED, 10 HOURS PER MONTH, .5 HOURS PER DAY DURING TRADING HOURS. 4. FPG REAL ESTATE HOLDINGS, LLC., START DATE: 06/30/2017, 9990 COLLEGE BLVD., OVERLAND PARK, KS 66210, FUTURE BUILDING PURCHASE FOR FIRM, OWNER, LANDLORD RELATED ACTIVITIES, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. KEYSER SOZE HOLDING CO., LLC., START DATE: 10/16/2018, 21327 W 95TH TERRACE, LENEXA, KS 66220, LLC, HOLDING COMPANY FOR PRIVATE PLACEMENT RELATED INVESTMENTS, 50% OWNER OF LLC, TO KEEP ANY NECESSARY FILINGS UP TO DATE, INVESTMENT RELATED, 1/2 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. 1/2/2020 CLAIBORNE FINANCIAL SERVICES, LLC 10925 ANTIOCH ROAD, STE. 100 OVERLAND PARK, KS 66210- MANAGING MEMBER- PERSONAL ACCOUNTING PURPOSES. NOT INVESTMENT RELATED. LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS. 7. FPG RISK MANAGEMENT SOLUTIONS, START DATE: 01/02/2020, 10925 ANTIOCH ROAD, STUIE 100, OVERLAND PARK, KS 66210, LLC, INSURANCE AGENCY, PRINCIPAL, ADMINISTRATIVE OVERSIGHT, NOT INVESTMENT RELATED, LESS THAN 5 HOURS PER MONTH, LESS THAN 5 HOURS PER DAY DURING TRADING HOURS. 8. BOARD MEMBER FOR THE UNIVERSITY OF CENTRAL MISSOURI FOR PUBLIC AND NON-PUBLIC ENTITIES. NOT INVESTMENT RELATED. LESS THAN 5 HOURS PER MONTH DURING TRADING HOURS. 9. Legal Shield, Start Date: 12/15/2020, 10925 Antioch Rd., Overland Park, KS 66210, Sole Prop, Resource for individuals needing pre-paid legal and credit monitoring, Sales Rep, Discussing payment options for individuals who are interesting in joining legal shield, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 10. FPG Tax & Accounting, LLC., Start Date: 03/01/2023, 903 E 104th St., Ste. 120, Kansas City, MO 64131, LLC, Tax and Accounting Services, 49% Owner, Assisting in day to day staff related needs, business development and client relations, Not Investment Related, 30 Hours per month, 2 Hours per day during trading hours. 11. Quivira Investment Club, Start Date: 04/01/2024, 100 Crescent Blvd., Lake Quivira, KS 66217, Partnership, Investment Club Member only for Members of Lake Quivira Country Club, Club Member only, attending monthly meetings, joining in on stock investment ideas members rotate on providing a stock recommendation to buy, sell or hold existing positions in member investment account, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-30

Designations