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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-28 |
| IN | RA | APPROVED | 2019-06-28 |
Branch Locations
484 W Main St, Greenwood, IN 46142-3119 • United States
510 N Vermilion St Ste A, Danville, IL 61832 • United States
Greenwood, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenwood | IN | 06/1990 | 06/2019 |
| Lpl Financial, Llc | Greenwood | IN | 06/2019 | 06/2019 |
| Ameriprise Financial Services, Inc. | Greenwood | IN | 06/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwood | IN | 03/2020 | Present |
Business Ownership; Ochoa & Associates LLC; I am the Single Member of the LLC and am required to file a Business Entity Report annually with the State of Indiana as long as the LLC continues.; It is an LLC designed purely to hire, retain and compensate employees; 1430 Oakhill Dr, , Greenwood, IN, 46143; Not Investment-Related; 07/03/2007; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Milligan; Bass guitar player - I will play bass guitar in a band.; ; 1430 Oakhill Dr, , Greenwood, IN, 46143; Not Investment-Related; 03/25/2018; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Survey Participant; The only "duty" as an employee is to participate in an occasional survey. The surveys are designed to take about 15 minutes (so $10 compensation for ¼ of an hour). They'll send them likely monthly and you only need to do one survey in a year. You can do as many as you want for $10 of compensation each. For individuals to have access to a national group health insurance plan rates, you will get a W-2 as an employee of LifeX Research Corporation. ADP will provide the W-2. The compensation rate is $40 per hour. The only "duty" as an employee is to participate in an occasional survey. The surveys are designed to take about 15 minutes (so a $10 compensation for ¼ of an hour). They'll send them likely monthly and you only need to do one survey in a year. You can do as many as you want for a $10 compensation each. I want access to group major medical insurance through LifeX Research Corporation.; 730 Peachtree St, NE# 570, Atlanta, GA, 30308; Not Investment-Related; 08/10/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-11 |
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