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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-28
IN RA APPROVED 2019-06-28
  • IL RA
    APPROVED
    Since 2019-06-28
  • IN RA
    APPROVED
    Since 2019-06-28

Branch Locations

484 W Main St, Greenwood, IN 46142-3119 • United States

510 N Vermilion St Ste A, Danville, IL 61832 • United States

Greenwood, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenwood IN 06/1990 06/2019
Lpl Financial, Llc Greenwood IN 06/2019 06/2019
Ameriprise Financial Services, Inc. Greenwood IN 06/2019 03/2020
Ameriprise Financial Services, Llc Greenwood IN 03/2020 Present
  • 06/1990 → 06/2019
    Ameriprise Financial Services, Inc.
    Greenwood, IN
  • 06/2019 → 06/2019
    Greenwood, IN
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Greenwood, IN
  • 03/2020 → Present
    Greenwood, IN
Previous Registrations
Other Businesses

Business Ownership; Ochoa & Associates LLC; I am the Single Member of the LLC and am required to file a Business Entity Report annually with the State of Indiana as long as the LLC continues.; It is an LLC designed purely to hire, retain and compensate employees; 1430 Oakhill Dr, , Greenwood, IN, 46143; Not Investment-Related; 07/03/2007; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Milligan; Bass guitar player - I will play bass guitar in a band.; ; 1430 Oakhill Dr, , Greenwood, IN, 46143; Not Investment-Related; 03/25/2018; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Survey Participant; The only "duty" as an employee is to participate in an occasional survey. The surveys are designed to take about 15 minutes (so $10 compensation for ¼ of an hour). They'll send them likely monthly and you only need to do one survey in a year. You can do as many as you want for $10 of compensation each. For individuals to have access to a national group health insurance plan rates, you will get a W-2 as an employee of LifeX Research Corporation. ADP will provide the W-2. The compensation rate is $40 per hour. The only "duty" as an employee is to participate in an occasional survey. The surveys are designed to take about 15 minutes (so a $10 compensation for ¼ of an hour). They'll send them likely monthly and you only need to do one survey in a year. You can do as many as you want for a $10 compensation each. I want access to group major medical insurance through LifeX Research Corporation.; 730 Peachtree St, NE# 570, Atlanta, GA, 30308; Not Investment-Related; 08/10/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-11
  • S63 Uniform Securities Agent State Law Examination
    1990-09-11
Designations
Other Names
  • Ed Ochoa
  • Edward Wall Ochoa
  • Edward W Ochoa

View on SEC IAPD

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