Michael Gene Nelson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1990 → Present
  Prudential Insurance Company Of America
  St. Louis Park, MN
• 06/1990 → 11/2024
  Pruco Securities, Llc.
  St. Louis Park, MN
• 11/2024 → Present
  Lpl Enterprise, Llc
  St. Louis Park, MN

Previous Registrations

• 2013-03-04 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis Park, MN

Other Businesses

Atokad NED Ranch~RR West of Town, Washburn, ND 58577~Farm~N~Owner~01/2008~0 hrs/mo~0 trading hrs/mo|Stacey Nelson Revocable Trust~6282 Quantico Lane N, Maple Grove, MN 55311~Trust~Y~Co-Trustee with wife - Immediate Family trust.~08/01/2017~0 hrs/mo~0 trading hrs/mo|Power of Attorney for spouse~6282 Quantico Lane N, Maple Grove, MN 55311~Power of Attorney~N~POA for spouse~08/01/2017~0 hrs/mo~0 trading hrs/mo|Michael G. Nelson Revocable Trust~6282 Quantico Lane N, Maple Grove, MN 55311~Trust~Y~Co-Trustee with spouse - Immediate family trust.~08/01/2017~0 hrs/mo~0 trading hrs/mo OCEANVIEW INSURANCE/ANNUITY COMPANY POSITION: independent contractor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/03/2021 ADDRESS: 410 norht 44th st ste 210, phoenix AZ 85008, United States DESCRIPTION: sell and service 1 fixed annuity as an exception since it is a 2 year MYGA contract which we don't offer through the approved carriers OCEANVIEW LIFE AND ANNUITY COMPANY POSITION: independent contractor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/04/2022 ADDRESS: 410 n 44th St. Ste 210, Phoenix AZ 85008, United States DESCRIPTION: one time exception for a fixed annuity direct appointment to oceanview.... EXECUTOR OF CINDY EDWARDSON AND KEVIN EDWARDSON ESTATE AT THEIR PASSING -- SISTER IN LAW AND BROTHER IN LAW POSITION: executor of sister in law and brother in laws estate NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2024 ADDRESS: 6282 Quantico lane N, maple grove MN 55311, United States DESCRIPTION: help to process their belongings at their passing

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-01
• S63 Uniform Securities Agent State Law Examination
  1991-12-06

Other Names

• Mike Nelson