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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-23
FL RA APPROVED 2013-02-13
MD RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2022-06-23
  • FL RA
    APPROVED
    Since 2013-02-13
  • MD RA
    APPROVED
    Since 2013-02-13

Branch Locations

631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Winter Park FL 02/2013 Present
Previous Registrations
  • 2009-05-22 → 2013-02-13
    Morgan Keegan & Company, Llc
    Orlando, FL
    Winter Park, FL
    Oviedo, FL
    Winter Park, FL
  • 2005-01-03 → 2009-05-27
    Baltimore, MD
    Casselberry, FL
    Sanford, FL
    Casselberry, FL
    Orlando, FL
    Orlando, FL
  • 2002-12-13 → 2004-12-08
    Invest Financial Corporation
    Orlando, FL
Other Businesses

(1)Name of Business: The American Lung Association Address: 1900 Smoketree Circle, Apopka, FL, 32712, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 11/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: See Attachment Below For Complete Description of responsibilities \nAuthority and Responsibilities\n1.\tAnnually review the association's Investment Policy and recommend any cha\n2.\tMonitor the performance of the investment funds and investment advisors in accordance with the Investment Policy and advise the Finance Committee.\n3.\tRecommend the retention or replacement of investment advisors to the Finance Committee for approval by the Board of Directors.\n \n\n \n

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-24
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    2001-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
Other Names
  • Eddie Fisher

View on SEC IAPD

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