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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| FL | RA | APPROVED | 2013-02-13 |
| MD | RA | APPROVED | 2013-02-13 |
Branch Locations
631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Winter Park | FL | 02/2013 | Present |
(1)Name of Business: The American Lung Association Address: 1900 Smoketree Circle, Apopka, FL, 32712, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 11/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: See Attachment Below For Complete Description of responsibilities \nAuthority and Responsibilities\n1.\tAnnually review the association's Investment Policy and recommend any cha\n2.\tMonitor the performance of the investment funds and investment advisors in accordance with the Investment Policy and advise the Finance Committee.\n3.\tRecommend the retention or replacement of investment advisors to the Finance Committee for approval by the Board of Directors.\n \n\n \n
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-13 |
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