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John Joseph D'AMico

Ubs Financial Services Inc.

Mill Valley, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-30
TX RA APPROVED_RES 2019-08-30
  • CA RA
    APPROVED
    Since 2019-08-30
  • TX RA
    APPROVED_RES
    Since 2019-08-30

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Mill Valley CA 04/2000 08/2019
Bank Of America, Na San Francisco CA 03/2010 08/2019
Ubs Financial Services Inc. Mill Valley CA 08/2019 Present
  • 04/2000 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Mill Valley, CA
  • 03/2010 → 08/2019
    Bank Of America, Na
    San Francisco, CA
  • 08/2019 → Present
    Ubs Financial Services Inc.
    Mill Valley, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-14
S63 Uniform Securities Agent State Law Examination 2000-05-23
S65 Uniform Investment Adviser Law Examination 1996-06-10
  • S66 Uniform Combined State Law Examination
    2007-02-14
  • S63 Uniform Securities Agent State Law Examination
    2000-05-23
  • S65 Uniform Investment Adviser Law Examination
    1996-06-10
Other Names
  • John Joseph Damico

View on SEC IAPD

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Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

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