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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
Branch Locations
Hallandale Beach, FL • United States
2699 Stirling Road Suite A-200, Ft. Lauderdale, FL 33312 • United States
2699 Stirling Road Suite A200, Ft. Lauderdale, FL 33312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2006-01-05 |
Branch Locations
2699 Stirlingroad Suite A200, Ft. Lauderdale, FL 33312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami | FL | 09/1995 | 07/2020 |
| Investacorp Advisory Services, Inc. | Miami | FL | 04/1997 | 07/2020 |
| Associated Financial Consultants, Inc | Ft. Lauderdale | FL | 10/1995 | Present |
| Associated Investor Services, Inc. | Ft. Lauderdale | FL | 10/1995 | Present |
| Crossroads Consultants Of South Florida, Inc. | Ft Lauderdale | FL | 01/2001 | 12/2025 |
| Securities America, Inc. | Ft. Lauderdale | FL | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Fort Lauderdale | FL | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Ft. Lauderdale | FL | 06/2024 | Present |
| Eternity Begins Now Corp | Miami | FL | 01/2023 | Present |
1. NFLPA REGISTERED PLAYER FINANCIAL ADVISOR POSITION: Financial Advisor NATURE: NFLPA Registered Player Financial Advisor as part of the NFLPA Registered Player Financial Advisor Program, 1133 20th Street NW, Washington, DC 20036 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/29/2018 ADDRESS: 2699 Stirling Road Ste A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: After undergoing a thorough background check, the NFLPA Registered Financial Advisors Program permits financial advisors who hold a CFP or CFA designation to be listed in the NFLPA directory as an advisor to NFL players. A connection with an NFL player would provide an opportunity to provide Osaic Wealth, Inc. approved services. 2. ASSOCIATED INVESTOR SERVICES, INC POSITION: Independent Registered Advisor NATURE: Independent Registered Investment Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/11/1995 ADDRESS: 2699 Stirling Road, Suite A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Financial Planning Services and Financial Consulting Services 3. ASSOCIATED FINANCIAL CONSULTANTS, INC. POSITION: Advisor/Ins Agent NATURE: Insurance #HRS 20 SEC TRADE HRS 15 START DATE: 10/1/95 ADDRESS: 2699 Stirling Rd Ste A200, Ft. Lauderdale FL 33312 DESCRIPTION: Advisor; licensed ins salesperson for commission-based products: life, health, LTC, disability & fixed annuities. 4. INSURANCE SALES POSITION: Licensed Insurance Agent NATURE: commission-based products INVEST RELATED Yes START DATE: 9/24/90 ADDRESS: 2699 Stirling Rd Ste A200, Ft. Lauderdale FL 33312 DESCRIPTION: Securities Related only to extent that any Variable Life/Annuities sold thru Securities America. 5. ETERNITY BEGINS NOW CORP POSITION: Board Member #HRS 1 START DATE: 1/1/23 ADDRESS: c/o Dan & Sandra Kinder, 1800 NE 114th St #705, Miami FL 33181 DESCRIPTION: Initial project create YouTube videos that share word of God. My duties as unpaid board member to support objectives of Mission/Vision/Purpose w/prayer, feedback, & strategic planning. Other board members support based on personal gifts of music, social media mgmt, video production, etc. Board meetings scheduled at least annually but expected qrtrly after church on Sunday. 6. ASSOCIATED FINANCIAL CONSULTANTS, INC. POSITION: Advisor/Insurance Agent NATURE: Non-variable insurance products and services; Advisor; licensed insurance sales person for commission based products: life, health,LTC, disability and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 10/01/1995 ADDRESS: 2699 Stirling Road, Suite A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Nonvariable insurance products and services; Advisor; licensed insurance sales person for commission based products: life, health,LTC, disability and fixed annuities. 7. INSURANCE SALES POSITION: Licensed Insurance Agent NATURE: licensed insurance sales person for commission based products: life, health, LTC, disability and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/24/1990 ADDRESS: 2699 Stirling Road Ste A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Licensed insurance sales person for fixed commission based products: life, health, LTC, disability and fixed annuities. All Variable Life, Fixed-Indexed Life, Variable Annuities, and Fixed Indexed Annuities would be sold through Osaic Wealth, Inc..
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-11 |
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