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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14

Branch Locations

Hallandale Beach, FL • United States

2699 Stirling Road Suite A-200, Ft. Lauderdale, FL 33312 • United States

Associated Investor Services, Inc.

2699 Stirling Road Suite A200, Ft. Lauderdale, FL 33312 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-01-05
  • FL RA
    APPROVED
    Since 2006-01-05

Branch Locations

2699 Stirlingroad Suite A200, Ft. Lauderdale, FL 33312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 09/1995 07/2020
Investacorp Advisory Services, Inc. Miami FL 04/1997 07/2020
Associated Financial Consultants, Inc Ft. Lauderdale FL 10/1995 Present
Associated Investor Services, Inc. Ft. Lauderdale FL 10/1995 Present
Crossroads Consultants Of South Florida, Inc. Ft Lauderdale FL 01/2001 12/2025
Securities America, Inc. Ft. Lauderdale FL 07/2020 06/2024
Securities America Advisors, Inc. Fort Lauderdale FL 07/2020 06/2024
Osaic Wealth, Inc. Ft. Lauderdale FL 06/2024 Present
Eternity Begins Now Corp Miami FL 01/2023 Present
  • 09/1995 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 04/1997 → 07/2020
    Investacorp Advisory Services, Inc.
    Miami, FL
  • 10/1995 → Present
    Associated Financial Consultants, Inc
    Ft. Lauderdale, FL
  • 10/1995 → Present
    Ft. Lauderdale, FL
  • 01/2001 → 12/2025
    Crossroads Consultants Of South Florida, Inc.
    Ft Lauderdale, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Ft. Lauderdale, FL
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Fort Lauderdale, FL
  • 06/2024 → Present
    Ft. Lauderdale, FL
  • 01/2023 → Present
    Eternity Begins Now Corp
    Miami, FL
Previous Registrations
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Fort Lauderdale, FL
  • 1997-05-19 → 2020-07-17
    Investacorp Advisory Services Inc
    Ft. Lauderdale, FL
Other Businesses

1. NFLPA REGISTERED PLAYER FINANCIAL ADVISOR POSITION: Financial Advisor NATURE: NFLPA Registered Player Financial Advisor as part of the NFLPA Registered Player Financial Advisor Program, 1133 20th Street NW, Washington, DC 20036 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/29/2018 ADDRESS: 2699 Stirling Road Ste A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: After undergoing a thorough background check, the NFLPA Registered Financial Advisors Program permits financial advisors who hold a CFP or CFA designation to be listed in the NFLPA directory as an advisor to NFL players. A connection with an NFL player would provide an opportunity to provide Osaic Wealth, Inc. approved services. 2. ASSOCIATED INVESTOR SERVICES, INC POSITION: Independent Registered Advisor NATURE: Independent Registered Investment Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/11/1995 ADDRESS: 2699 Stirling Road, Suite A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Financial Planning Services and Financial Consulting Services 3. ASSOCIATED FINANCIAL CONSULTANTS, INC. POSITION: Advisor/Ins Agent NATURE: Insurance #HRS 20 SEC TRADE HRS 15 START DATE: 10/1/95 ADDRESS: 2699 Stirling Rd Ste A200, Ft. Lauderdale FL 33312 DESCRIPTION: Advisor; licensed ins salesperson for commission-based products: life, health, LTC, disability & fixed annuities. 4. INSURANCE SALES POSITION: Licensed Insurance Agent NATURE: commission-based products INVEST RELATED Yes START DATE: 9/24/90 ADDRESS: 2699 Stirling Rd Ste A200, Ft. Lauderdale FL 33312 DESCRIPTION: Securities Related only to extent that any Variable Life/Annuities sold thru Securities America. 5. ETERNITY BEGINS NOW CORP POSITION: Board Member #HRS 1 START DATE: 1/1/23 ADDRESS: c/o Dan & Sandra Kinder, 1800 NE 114th St #705, Miami FL 33181 DESCRIPTION: Initial project create YouTube videos that share word of God. My duties as unpaid board member to support objectives of Mission/Vision/Purpose w/prayer, feedback, & strategic planning. Other board members support based on personal gifts of music, social media mgmt, video production, etc. Board meetings scheduled at least annually but expected qrtrly after church on Sunday. 6. ASSOCIATED FINANCIAL CONSULTANTS, INC. POSITION: Advisor/Insurance Agent NATURE: Non-variable insurance products and services; Advisor; licensed insurance sales person for commission based products: life, health,LTC, disability and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 10/01/1995 ADDRESS: 2699 Stirling Road, Suite A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Nonvariable insurance products and services; Advisor; licensed insurance sales person for commission based products: life, health,LTC, disability and fixed annuities. 7. INSURANCE SALES POSITION: Licensed Insurance Agent NATURE: licensed insurance sales person for commission based products: life, health, LTC, disability and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/24/1990 ADDRESS: 2699 Stirling Road Ste A200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Licensed insurance sales person for fixed commission based products: life, health, LTC, disability and fixed annuities. All Variable Life, Fixed-Indexed Life, Variable Annuities, and Fixed Indexed Annuities would be sold through Osaic Wealth, Inc..

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Designations
  • Certified Financial Planner
Other Names
  • Luana Marie Sapp

View on SEC IAPD

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